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Examination Manual

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Table of Contents
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Hide details for GeneralGeneral
EM-105 - Structure and Use of Manual
EM-115 - Examination Policy
EM-120 - Examination Process
EM-125 - Workpapers
EM-130 - Exam Quality Assurance
EM-135 - Financial Institution Rating System
EM-145 - Analytical Review
EM-155 - Supervision and Enforcement
EM-199 Supplement 1 - Flowchart of the FCA Examination Process
EM-199 Supplement 2 - LeadSheet
EM-199 Supplement 3 - Quality Assurance Review Sheet
EM-199 Supplement 4 - Financial Institution Rating System (FIRS) Guide
Hide details for Planning and MonitoringPlanning and Monitoring
EM-205 - Institutional Examination Planning
EM-210 - Monitoring
Hide details for AssetsAssets
EM-305 - Introduction
EM-310 - Loan Portfolio Management
EM-312 - Scorecard Lending
EM-315 - Analytical Review of Assets
EM-320 - Asset Classifications
EM-325 - Accounting for Problem Assets
EM-330 - Credit Administration
EM-335 - Allowance for Loan Losses
EM-340 - Investments
EM-345 - Other Assets
EM-350 - Other Financing Institutions
Hide details for FinanceFinance
EM-405 - Introduction
EM-410 - Capital
EM-415 - Earnings
EM-420 - Liquidity
EM-425 - Interest Rate Risk Measurement and Management
EM-435 - Funding and Debt Management
EM-445 - Loan Pricing
EM-450 - Cash Management
Hide details for ManagementManagement
EM-505 - Introduction
EM-510 - Overall Assessment
EM-515 - Business Planning
EM-520 - Policies and Procedures
EM-525 - Internal Controls
EM-527 - Internal Credit Review (ICR) Process
EM-530 - Human Resources
EM-535 - Standards of Conduct
EM-599 Supplement 1 - Loan Origination Function
Hide details for ComplianceCompliance
EM-605 - Introduction
EM-620 - Borrower Rights - Disclosure of Loan Information
EM-621 - Borrower Rights - Notice of Action and Review
EM-622 - Borrower Rights - Protection of Borrowers
EM-623 - Borrower Rights - Restructuring
EM-624 - Borrower Rights - Right of First Refusal
EM-625 - Borrower Rights - Access To Information
EM-626 - Borrower Rights - Retirement of Equities
EM-630 - Financial Reporting
EM-640 - Criminal Referrals
EM-650 - Flood Insurance
EM-699 Supplement 1 - FCA Criminal Referral Form and Instructions
Hide details for Reports and ConferencesReports and Conferences
EM-710 - Conferences
Hide details for GlossaryGlossary
EM-905 - Ratios
EM-910 - Terms
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