|FCA Examination Manual|
|Number||EM-199 Supplement 2|
(Date of Examination)
Identify the examination objective(s) for the area to be examined.
Scope & Approach:
Outline the approach or steps taken in carrying out the objective(s). Identify the scope of testing as applicable.
Identify the specific criteria used in the evaluation.
Outline the results of examination work performed, addressing all significant elements noted in the "Scope and Approach" section.
Summarize management's response including commitments for corrective action. Reference can be made to workpaper discussion memos or other sections of the leadsheet to avoid redundancy.
Prepare draft comments for inclusion in the Report of Examination. Include only those items considered reportworthy. This section should address condition, criteria, cause, effect, management response, and conclusions/recommendations as appropriate. If no report comments for the respective examination area are being recommended, so indicate.
Prepared by: ______ (Activity Leader)_______ Date:
Reviewed by: _____________EIC)___________ Date:
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