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FCA Examination Manual
ModuleGeneral
SectionLeadSheet
NumberEM-199 Supplement 2
Date Published06/1994


LEADSHEET
ABC INSTITUTION
(Date of Examination)
(Examination Area)

Objective:

Identify the examination objective(s) for the area to be examined.

Scope & Approach:

Outline the approach or steps taken in carrying out the objective(s). Identify the scope of testing as applicable.

Criteria:

Identify the specific criteria used in the evaluation.

Results:

Outline the results of examination work performed, addressing all significant elements noted in the "Scope and Approach" section.

Management Response:

Summarize management's response including commitments for corrective action. Reference can be made to workpaper discussion memos or other sections of the leadsheet to avoid redundancy.

Conclusions:

Prepare draft comments for inclusion in the Report of Examination. Include only those items considered reportworthy. This section should address condition, criteria, cause, effect, management response, and conclusions/recommendations as appropriate. If no report comments for the respective examination area are being recommended, so indicate.



Prepared by: ______ (Activity Leader)_______ Date:

Reviewed by: _____________EIC)___________ Date:

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