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Informational Memorandum
Subject:FCA Examination Manual Update
Date of Memorandum:09/17/2001
Expiration Date:
Signed By:Smith, Roland
FCA Contact Person:Holland, Tom
Contact Phone:703-883-4484
List of Attachments:Module: Compliance; Section Consumer Protection-Margin Securities EM-612


August 17, 2001

To: FCA Examination Manual Subscribers

From: Roland E. Smith, Director
Office of Examination

Subject: FCA Examination Manual Update

Attached is the revised FCA Examination Manual section EM-612, entitled Consumer Protection – Margin Securities, and the revised flow chart entitled Margin Securities Regulation Applicability. These documents have been revised to reflect the merger of Federal Reserve Board (FRB) Regulation G into FRB Regulation U. The reporting requirements for Farm Credit System institutions remain the same.

Under Module: Compliance

Remove the existing section, entitled Consumer Protection – Margin Securities (EM-612), and insert the revised section.

Remove the existing flow chart entitled Margin Securities Regulation Applicability
(EM-695 Flow Chart 2), and insert the revised flowchart.