|Subject:||FCA Examination Manual Update|
|Date of Memorandum:||09/17/2001|
|Expiration Date:|| |
|Signed By:||Smith, Roland|
|FCA Contact Person:||Holland, Tom|
|List of Attachments:||Module: Compliance; Section Consumer Protection-Margin Securities EM-612|
August 17, 2001
To: FCA Examination Manual Subscribers
From: Roland E. Smith, Director
Office of Examination
Subject: FCA Examination Manual Update
Attached is the revised FCA Examination Manual section EM-612, entitled Consumer Protection – Margin Securities, and the revised flow chart entitled Margin Securities Regulation Applicability. These documents have been revised to reflect the merger of Federal Reserve Board (FRB) Regulation G into FRB Regulation U. The reporting requirements for Farm Credit System institutions remain the same.
Under Module: Compliance
Remove the existing section, entitled Consumer Protection – Margin Securities (EM-612), and insert the revised section.
Remove the existing flow chart entitled Margin Securities Regulation Applicability
(EM-695 Flow Chart 2), and insert the revised flowchart.